iOn August 22, 2014 National Futures Association issued Notice I-14-20 to advise swap dealers (SDs) and major swap participants (MSPs) that, effective September 30, 2014 SDs and MSPs will be required to submit quarterly Risk Exposure Reports to NFA and the Commodity Futures Trading Commission through WinJammer. The Notice implements recent amendments to NFA Compliance Rule 2-49, which authorizes NFA to require SDs and MSPs to submit requested reports, documents and notices to both NFA and the CFTC in a form and manner prescribed by NFA. SDs and MSPs must contact NFA by September 12 to obtain access to WinJammer.
NFA Notice I-14-20 is available here.
